中国证监会严惩光大证券(加强金融监管?)

http://news.xinhuanet.com/english/business/2013-08/30/c_132678298.htm

http://online.wsj.com/article/SB10001424127887324463604579044421203019730.html

http://www.businessweek.com/news/2013-08-30/everbright-securities-hit-with-fines-employee-bans-for-error

http://www.bloomberg.com/news/2013-08-30/everbright-securities-hit-with-fines-employee-bans-for-error.html

The CSRC had initially barred Everbright from trading using its own money for three months after erroneous buy orders on Aug. 16 sparked the biggest swing in China’s benchmark equity index since 2009. The misstep, combined with glitches this month at Goldman Sachs Group Inc. and in the Nasdaq Stock Market, has fueled concern that electronic trading systems are unreliable.

“The punishment sends a signal to the market that the CSRC will not tolerate irregularities,” Chen Xingyu, a Shanghai-based analyst at Phillip Securities Research, said by phone today. “This is a long process: The system risk won’t be removed just because of the Everbright incident or just by getting one brokerage to behave.”、

http://www.bloomberg.co.jp/news/123-MSC78K6TTDS001.html

http://www.nikkei.com/article/DGXNASGM3003P_Q3A830C1FF2000/

【香港=土居倫之】中国証券監督管理委員会は30日、光大証券が誤発注を公表しないまま、誤発注の損失を相殺するために株価指数先物を空売りした取引をインサイダー取引と認定した。同社に約5億元(約80億円)の罰金を科す。同社の自己売買取引の責任者など4人にも罰金と証券市場での勤務を終身禁じる処分を科す。光大証券は16日の上海株式市場で誤って234億元の買い注文を出し、そのうち72億7000万元の取引が成立した。誤発注による損失を回避するため株価指数先物約48億元を空売りし、その時点で誤発注の事実を外部に公表していなかった。

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